NC eVP · North Carolina

Broker/Dealer Qualification Questionnaire for Establishment of the City of Raleigh Approved Broker/Dealer Investment Pool

CITY OF RALEIGHIssuing agency·North Carolina·via the North Carolina Electronic Vendor Portal

3days left

Due Oct 14, 2026·Posted Sep 23, 2026

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AI takeaways

The City of Raleigh is seeking qualifications from broker/dealer firms for inclusion in its approved Broker/Dealer Investment Pool, with work performed in North Carolina.
Responses are due October 14, 2026, not later than 4:00 PM ET, and the solicitation was posted on September 23, 2026.
The City maintains an investment portfolio of approximately $1.8 billion, consisting primarily of U.S. Treasury and Agency obligations, bank accounts, money market accounts, and investment pools.
The City intends to establish a pool of no more than five (5) broker/dealers qualified to support the City’s investment activities.
The approved Broker/Dealer Investment Pool is intended for a period of five (5) years.
Direct all inquiries to Laura Broda, Investment & Cash Manager, at laura.broda@raleighnc.gov.
The procurement method is RFP.
Requirement: Proof of National Association of Securities Dealers (NASD) Certification, unless the institution is a bank.

Term: five (5) years
Method: RFP
Documents: 1 file

These takeaways are AI-generated and may be incomplete or wrong. Always verify every detail against the official documents before you bid.

Want to know if you can be bonded for this project? Get prequalified.One free application, soft pull — sized to your work.

Know you can be bonded before you spend a week on the bid
No scramble for a bond at the deadline — it becomes a request form
A good guy letter to show an agency

Prequalify For Bonding →

Contact the buyer

Lanee Edwards

vendor@nc.govEmail

Location:

North Carolina

Open in Maps ↗

Solicitation

8de528c6-82b7-f111-aaac-001dd80d92a5

274-2027-CTYQuestionnaire

Method

RFP

Duration

five (5) years

Documents

Download zip

City of Raleigh Broker-Dealer Questionnaire (FINAL).pdfPDF

Preview Download

What this bid is asking for

AI-generated

Complete and submit the Broker/Dealer Qualification Questionnaire.
Provide current Audited Financial Statements.
Provide Proof of National Association of Securities Dealers (NASD) Certification, unless the institution is a bank.
Provide a signed Certification that the business has reviewed and read the City’s Investment and Portfolio Policy and North Carolina General Statutes related to investments of the City.

Posted Scope of Work

Broker/Dealer Qualification Questionnaire for Establishment of the City of Raleigh Approved Broker/Dealer Investment Pool: The City maintains an investment portfolio of approximately $1.8 billion, consisting primarily of U.S. Treasury and Agency obligations, bank accounts, money market accounts, and investment pools. The City’s investment program is administered in accordance with N.C.G.S. §159-30 and the City’s Investment and Portfolio Policy included as Appendix A.

Special instructions: Bid Agent: laura.broda@raleighnc.gov

Scope, read from the documentsAI-generated

The City of Raleigh is seeking qualifications from broker/dealer firms interested in being considered for inclusion in the City’s approved Broker/Dealer Investment Pool. The City maintains an investment portfolio of approximately $1.8 billion, consisting primarily of U.S. Treasury and Agency obligations, bank accounts, money market accounts, and investment pools. The City intends to establish a pool of no more than five (5) broker/dealers qualified to support the City’s investment activities. The approved pool is intended for a period of five (5) years.

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Questions & answers

AI-generated

What is the due date for submitting the questionnaire?

October 14, 2026 not later than 4:00 PM ET.

Who is the contact for inquiries concerning this questionnaire?

Laura Broda, Investment & Cash Manager, at laura.broda@raleighnc.gov.

How many broker/dealers will be selected for the approved pool?

The City intends to establish a pool of no more than five (5) broker/dealers.

What is the intended duration of the approved Broker/Dealer Investment Pool?

The City intends to establish the approved Broker/Dealer Investment Pool for a period of five (5) years.

Full source recordEvery field North Carolina eVP published, untouched

8de528c6-82b7-f111-aaac-001dd80d92a5

Nbr

274-2027-CTYQuestionnaire

Dept

CITY OF RALEIGH

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Broker/Dealer Qualification Questionnaire for Establishment of the City of Raleigh Approved Broker/Dealer Investment Pool

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Evp Opendate: Oct 14, 2026
Ownerid Name: Lanee Edwards
Evp Specinstr: Bid Agent: laura.broda@raleighnc.gov
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Bid Agent: laura.broda@raleighnc.gov

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https://evp.nc.gov/_entity/annotation/984007ea-82b7-f111-aaac-001dd80d92a5/863ea987-6d3e-ed11-9daf-001dd805ec0b?fn=City%20of%20Raleigh%20Broker-Dealer%20Questionnaire%20(FINAL).pdf

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Source: North Carolina eVP (solicitation 8de528c6-82b7-f111-aaac-001dd80d92a5), retrieved via the North Carolina Electronic Vendor Portal. View the official posting, and always confirm requirements and deadlines with the issuing agency.

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NC eVP · North Carolina

Broker/Dealer Qualification Questionnaire for Establishment of the City of Raleigh Approved Broker/Dealer Investment Pool

CITY OF RALEIGHIssuing agency·North Carolina·via the North Carolina Electronic Vendor Portal

3days left

Due Oct 14, 2026·Posted Sep 23, 2026

Prequalify For BondingBonding Prequal

AI takeaways

The City of Raleigh is seeking qualifications from broker/dealer firms for inclusion in its approved Broker/Dealer Investment Pool, with work performed in North Carolina.
Responses are due October 14, 2026, not later than 4:00 PM ET, and the solicitation was posted on September 23, 2026.
The City maintains an investment portfolio of approximately $1.8 billion, consisting primarily of U.S. Treasury and Agency obligations, bank accounts, money market accounts, and investment pools.
The City intends to establish a pool of no more than five (5) broker/dealers qualified to support the City’s investment activities.
The approved Broker/Dealer Investment Pool is intended for a period of five (5) years.
Direct all inquiries to Laura Broda, Investment & Cash Manager, at laura.broda@raleighnc.gov.
The procurement method is RFP.
Requirement: Proof of National Association of Securities Dealers (NASD) Certification, unless the institution is a bank.

Term: five (5) years
Method: RFP
Documents: 1 file

These takeaways are AI-generated and may be incomplete or wrong. Always verify every detail against the official documents before you bid.

Want to know if you can be bonded for this project? Get prequalified.One free application, soft pull — sized to your work.

Know you can be bonded before you spend a week on the bid
No scramble for a bond at the deadline — it becomes a request form
A good guy letter to show an agency

Prequalify For Bonding →

Contact the buyer

Lanee Edwards

vendor@nc.govEmail

Location:

North Carolina

Open in Maps ↗

Solicitation

8de528c6-82b7-f111-aaac-001dd80d92a5

274-2027-CTYQuestionnaire

Method

RFP

Duration

five (5) years

Documents

Download zip

City of Raleigh Broker-Dealer Questionnaire (FINAL).pdfPDF

Preview Download

What this bid is asking for

AI-generated

Complete and submit the Broker/Dealer Qualification Questionnaire.
Provide current Audited Financial Statements.
Provide Proof of National Association of Securities Dealers (NASD) Certification, unless the institution is a bank.
Provide a signed Certification that the business has reviewed and read the City’s Investment and Portfolio Policy and North Carolina General Statutes related to investments of the City.

Posted Scope of Work

Special instructions: Bid Agent: laura.broda@raleighnc.gov

Scope, read from the documentsAI-generated

More real estate & leasing bids in North Carolina, weekly.

We post new real estate & leasing opportunities in North Carolina as agencies publish them. Get them in one email — free, and unsubscribe whenever.

Questions & answers

AI-generated

What is the due date for submitting the questionnaire?

October 14, 2026 not later than 4:00 PM ET.

Who is the contact for inquiries concerning this questionnaire?

Laura Broda, Investment & Cash Manager, at laura.broda@raleighnc.gov.

How many broker/dealers will be selected for the approved pool?

The City intends to establish a pool of no more than five (5) broker/dealers.

What is the intended duration of the approved Broker/Dealer Investment Pool?

The City intends to establish the approved Broker/Dealer Investment Pool for a period of five (5) years.

Full source recordEvery field North Carolina eVP published, untouched

8de528c6-82b7-f111-aaac-001dd80d92a5

Nbr

274-2027-CTYQuestionnaire

Dept

CITY OF RALEIGH

Name

Broker/Dealer Qualification Questionnaire for Establishment of the City of Raleigh Approved Broker/Dealer Investment Pool

Notes

984007ea-82b7-f111-aaac-001dd80d92a5

Can Read

Yes

Subject

Solicitation File Attachment

Can Write

Can Append

Yes

Can Delete

Created On

/Date(1790190838000)/

Is Private

State Code

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Lanee Edwards

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Yes

Display Toolbar

Created On Display

Sep 23, 2026

Attachment Is Image

Attachment File Name

City of Raleigh Broker-Dealer Questionnaire (FINAL).pdf

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application/pdf

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196.03 KB

Is Posted By Current User

Detail

Fields

Ownerid: e66eb0ad-603e-f111-88b4-001dd80bcb64
Evp Commcode: 2d1a3425-fc86-ed11-81ad-001dd807270d
Evp Opendate: Oct 14, 2026
Ownerid Name: Lanee Edwards
Evp Specinstr: Bid Agent: laura.broda@raleighnc.gov
Evp Posteddate: Sep 23, 2026
Evp Commcode Name: Corporate finance
Ownerid Entityname: systemuser
Owningbusinessunit: f8b271c4-fde8-4c0e-8c65-293ba2e17611
Evp Solicitationnbr: 274-2027-CTYQuestionnaire
Evp Commcode Entityname: evp_commcodeclass
Owningbusinessunit Name: CITY OF RALEIGH
Statuscode Entity Status: 790550000
Owningbusinessunit Entityname: businessunit
Entity Form Control Entity Form View Entity ID: 8de528c6-82b7-f111-aaac-001dd80d92a5
Entity Form Control Entity Form View Entity Name: evp_solicitation
Entity Form Control Entity Form View Entity State: 0
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Sol Type

RFP

Commodity

Corporate finance

Spec Instr

Bid Agent: laura.broda@raleighnc.gov

Contact Name

Lanee Edwards

Description

Contact Email

vendor@nc.gov

Status

Open

Desc List

Enriched

Yes

Opendate

10/14/2026 4:00 PM

Attributes

Evp Name: Broker/Dealer Qualification Questionnaire for Establishment of the City of Raleigh Approved Broker/Dealer Investment Pool
Statecode: Active
Statuscode: Open
Evp Opendate: 10/14/2026 4:00 PM
Evp Posteddate: 9/23/2026
Evp Description: Broker/Dealer Qualification Questionnaire for Establishment of the City of Raleigh Approved Broker/Dealer Investment Pool: The City maintains an investment portfolio of approximately $1.8 billion, consisting primarily of U.S. Treasury and Agency obligations, bank accounts, money market accounts, and investment pools. The City’s investment program is administered in accordance with N.C.G.S. §159-30 and the City’s Investment and Portfolio Policy included as Appendix A.
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Owningbusinessunit: CITY OF RALEIGH
Evp Solicitationnbr: 274-2027-CTYQuestionnaire

Posteddate

9/23/2026

Document Links

https://evp.nc.gov/_entity/annotation/984007ea-82b7-f111-aaac-001dd80d92a5/863ea987-6d3e-ed11-9daf-001dd805ec0b?fn=City%20of%20Raleigh%20Broker-Dealer%20Questionnaire%20(FINAL).pdf

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Broker/Dealer Qualification Questionnaire for Establishment of the City of Raleigh Approved Broker/Dealer Investment Pool

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Broker/Dealer Qualification Questionnaire for Establishment of the City of Raleigh Approved Broker/Dealer Investment Pool

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